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General Counsel - Seattle or San Francisco

Freestone is building the digitally integrated wealth services firm of the future. We believe making a difference happens by focusing on what truly matters to our clients. If you are passionate about helping people and serving a greater purpose in life and work, Freestone is the home for you.

We are an independent wealth and asset management firm with offices in Seattle, San Francisco, and Santa Barbara. We provide a personalized experience combining rational, intelligent advice and sophisticated investment strategies, delivered via technology, where possible.  Currently, we have over $8 billion of assets under advisement.

We live our values of collaboration, commitment and continuous improvement every day and welcome new Freestoners to join us.

The Opportunity:

We are seeking a collaborative problem-solver with a comprehensive legal background and a commercial mindset to join us as our General Counsel.  You will be a key member of our senior management team and have broad influence across our diverse business.  Other members of our senior management team will seek and rely on your counsel regarding important business goals and legal risk.  As our sole in-house attorney, you must relish the opportunity to wear many hats and transition between them seamlessly. 

You will report directly to our Chief Operating Officer.  We are flexible regarding location and are open to you joining us in Seattle or San Francisco.  If you are located in San Francisco, we need/expect you to be open to regular Seattle travel.

Key Responsibilities:

  • Provide strategic advice and counsel across a broad range of legal and business matters, including firmwide initiatives and business plans

  • Negotiate and draft firm legal documents, including governing documents, referral agreements, compensation and equity arrangements and employment and retention agreements

  • Oversee and manage all disputes, litigations, arbitrations and settlements

  • Design, execute and manage private investment funds and investment structures

  • Lead all legal aspects of the investment lifecycle, from evaluation and structuring through acquisition/investment, ownership and disposition

  • Negotiate and/or draft a wide range of transaction documents, including letters of intent, equity and asset purchase agreements, financing agreements and confidentiality agreements

  • Lead and manage our external legal resources, including evaluating the quality and efficacy of those resources

  • Serve as an integral member of our Risk Committee, evaluating and resolving conflicts of interest and disciplinary matters, among other things

  • Partner with our Chief Compliance Officer regarding regulatory and compliance matters, including reviewing various marketing materials and investor/client communications and assisting with regulatory filings, as appropriate

  • Oversee firm intellectual property

Your Experience:

  • J.D. from an ABA accredited law school and a member in good standing of at least one state bar

  • 10+ years of legal experience, preferably split between a law firm and in-house at a SEC-registered investment adviser

  • Comprehensive knowledge of the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA and US securities laws

  • Familiarity with US federal and state privacy laws and CFTC rules and regulations applicable to private investment funds and investment advisers

  • Substantial experience forming and maintaining private investment funds

  • Significant understanding of contract law and substantial hands-on drafting and negotiation skills

Your Competencies:

  • Excel working independently with little operational or execution oversight

  • Comfortable tackling legal questions from the most senior to the most junior teammates

  • High capacity for strategic thought and the ability to solve complex problems

  • Strong business acumen, balancing the firm’s safety with its persistent focus on growth

  • Identify business needs, problems and risks proactively

  • Commit to action after developing alternative solutions that are based on logical assumptions and factual information

  • Strong interpersonal skills and the gravitas to serve as a trusted resource throughout the firm

  • Ability to handle highly sensitive matters at all levels of the firm with discretion and confidentiality

Your Characteristics:

  • Unquestioned integrity and unwavering courage of conviction

  • Strong intellect and appropriate self-confidence

  • Capacity and passion for being part of a fast-growing firm

  • Team oriented with the ability to build relationships and earn the respect of others

  • Hardworking, motivated, proactive and results oriented

Applications should be submitted via LinkedIn directly or by using this link:

https://freestone.applytojob.com/apply/OoW761kN2h/General-Counsel

Freestone is an equal opportunity employer.  All candidates will be recruited and, if applicable, selected and employed without regard to sex, race, religion, marital status, veteran status, age, national origin, sexual orientation, gender identity, color, creed, ancestry, disability, genetic information or any other basis prohibited by law.  In order to ensure a healthy and safe work environment, Freestone is requiring all new employees to be fully vaccinated and provide proof of their COVID-19 vaccination on or before their start date. Candidates who cannot receive the vaccine because of a disability-related reason or sincerely held religious belief may request an accommodation related to this requirement.

Ready to get started? Contact a Client Advisor